Elemental

Successes 2016

Elemental connects junior issuers seeking growth capital with sophisticated buy side investors seeking investment outperformance. Our sector focus is mining and metals.

Our key advantages are our access to institutional investors, ultra-high net worth individuals, private family offices and endowments; our detailed understanding of the sector including proprietary analysis; and, our ability to create win:win deal structures using a combination of instruments and unorthodox thinking.

May 2016 - TerraX Minerals Inc.

Elemental client participates in non-brokered private placement.

May 2016 - Almaden Minerals Ltd.

Elemental client participates in non-brokered private placement.

May 2016 - Private Issuer

Elemental client provides high yield debt financing package.

May 2016 - East Africa Metals Inc.

Elemental client participates in non-brokered private placement.

June 2016 - Skeena Resources Ltd.

Elemental clients participate in non-brokered private placement.

November 2016 - Minnova Corp.

Elemental clients participate in non-brokered private placement.

Our Process

Our key aim is to match investment opportunities with sophisticated investors seeking investment outperformance.

Every opportunity is different but there are common bases which need to be covered each time. As a registered Exempt Market Dealer, Elemental is required to perform auditable processes to ensure suitability of opportunties with investors. These include Know-Your-Product and Know-Your-Client assessments as well as requiring us to demonstrate an ongoing Duty Of Care to our clients.

Sell Side Process (Issuer Clients)

A

Engagement & Term Sheet

Our initial due diligence helps us to define the working relationship with Elemental and developing a prospectus exempt offering that has the support of the Issuer's Board.
B

Gathering Interest

Presenting the opportunity to Elemental's network can take days to weeks and usually involves face-to-face meetings (old-fashioned but tried and tested).
C

Negotiate & Commitment

Expressions of interest are gathered and converted into offers. This usually involves detailed due diligence and dialogue between the parties and can take weeks to months.

Buy Side Process (Investor Clients)

1

Know Your Client

Elemental takes time to get to know our prospective clients - including their investment goals, preferred investment size and risk appetite.
2

Present The Opportunity

We believe in horses for courses. It means that we don't present every opportunity to every potential investor - only those that fit their criteria.
3

Buy Side Commitment

We work with the Sell Side and Buy Side to facilitate the transaction - from supporting the due diligence process through to finalising deal terms.

Quality standards

As a registered Exempt Market Dealer in Canada, Elemental is regulated by the BC Securities Commission.

Our registration status relies on us maintaining records and the highest ethical standards at all times. Our policies and procedures include our code of conduct and require us to disclose key information to our Clients. See below for brief overviews of key policies and commitments.

Our People

Dr Fletcher Morgan, MA
General Partner, Ultimate Designated Person, Chief Compliance Officer & Dealing Representative.